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FINRA — Representative

SIE — Securities Industry Essentials Series 6 — Investment Company & Variable Series 7 — General Securities Rep. Series 63 — Uniform Securities Agent Series 65 — Investment Adviser Law Series 66 — Combined State Law

FINRA — Principal / Supervisor

Series 3 — National Commodities Futures Series 4 — Registered Options Principal Series 9 — Sales Supervisor (Options) Series 10 — Sales Supervisor (General) Series 24 — General Securities Principal

Professional Certifications

CAIA Level 1 — Alternative Investments CAIA Level 2 — Alternative Investments CFA Level 1 — Chartered Financial Analyst CFA Level 2 — Chartered Financial Analyst CFA Level 3 — Chartered Financial Analyst CFP(R) — Certified Financial Planner

Insurance — National

Life & Health — National Property & Casualty — National

Insurance — State Law

California Life & Health California Property & Casualty Florida Life & Health Florida Property & Casualty New York Life & Health New York Property & Casualty Texas Life & Health Texas Property & Casualty

Real Estate License

California — Real Estate General — National Principles New Jersey — Real Estate New York — Real Estate Pennsylvania — Real Estate

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